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Hennessy John L.'s Form 4 filing

Alphabet Inc. (GOOG) · filed Nov 9, 2021

Accession no.
0001209191-21-063711
Filed
Nov 9, 2021
Trade date
Nov 8, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 29 non-derivative transactions. Open-market sales total $600.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hennessy John L.CIK 0001198046Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 8, 2021Class A Common StockSSaleDisposed−1$2,974.43−$2,974.432,922Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−1$2,977.85−$2,977.852,921Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−8$2,982.10F1−$23,856.82,913Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−26$2,982.51F2−$77,545.262,887Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−9$2,983.62F3−$26,852.582,878Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−24$2,984.73F4−$71,633.522,854Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−4$2,985.69F5−$11,942.762,850Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−24$2,987.09F6−$71,690.162,826Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−10$2,988.50F7−$29,8852,816Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−4$2,989.70F8−$11,958.82,812Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−13$2,990.37F9−$38,874.812,799Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−6$2,991.62−$17,949.722,793Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−6$2,993.56−$17,961.362,787Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−6$2,999.10−$17,994.62,781Indirect
Nov 8, 2021Class A Common StockSSaleDisposed−1$3,006.63−$3,006.632,780Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−1$2,985.07−$2,985.07105Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−1$2,990.20−$2,990.2104Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−7$2,991.62F10−$20,941.3497Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−10$2,992.32F11−$29,923.287Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−6$2,993.52F12−$17,961.1281Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−2$2,994.92−$5,989.8479Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−6$2,995.41F13−$17,972.4673Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−9$2,996.25F14−$26,966.2564Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−1$2,997.08−$2,997.0863Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−6$2,998.62F15−$17,991.7257Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−2$3,000.37−$6,000.7455Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−2$3,001.46−$6,002.9253Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−3$3,006.83F16−$9,020.4950Indirect
Nov 8, 2021Class C Capital StockSSaleDisposed−2$3,020.29−$6,040.5848Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,980.82 to $2,981.58, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (16) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,982.30 to $2,982.97, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,983.46 to $2,983.92, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,984.13 to $2,984.97, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,985.13 to $2,985.69, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,986.99 to $2,987.69, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,988.29 to $2,988.72, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,989.28 to $2,989.95, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,990.11 to $2,991.37, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,991.22 to $2,991.99, inclusive.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,992.21 to $2,992.41, inclusive.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,993.36 to $2,994.35, inclusive.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,995.36 to $2,995.51, inclusive.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,996.13 to $2,996.34, inclusive.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,998.40 to $2,998.87, inclusive.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3,006.22 to $3.007.13, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)