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Simeone Jill's Form 4 filing

Etsy Inc (ETSY) · filed Nov 9, 2021

Accession no.
0001209191-21-063671
Filed
Nov 9, 2021
Trade date
Nov 5-9, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions and 4 derivative transactions. Open-market sales total $15.4M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Simeone JillCIK 0001581731Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 5, 2021Common StockMOption exerciseAcquired+12,730$12.46+$158,615.830,322Direct
Nov 5, 2021Common StockMOption exerciseAcquired+22,709$14.72+$334,276.4853,031Direct
Nov 5, 2021Common StockMOption exerciseAcquired+15,000$28.38+$425,70068,031Direct
Nov 5, 2021Common StockSSaleDisposed−6,672$257.58F1−$1,718,573.7661,359Direct
Nov 5, 2021Common StockSSaleDisposed−23,103$258.38F2−$5,969,353.1438,256Direct
Nov 5, 2021Common StockSSaleDisposed−7,400$259.79F3−$1,922,44630,856Direct
Nov 5, 2021Common StockSSaleDisposed−1,690$260.53F4−$440,295.729,166Direct
Nov 5, 2021Common StockSSaleDisposed−16,700$261.99F5−$4,375,23312,466Direct
Nov 5, 2021Common StockSSaleDisposed−1,476$263.38F6−$388,748.8810,990Direct
Nov 5, 2021Common StockSSaleDisposed−124$264.10F7−$32,748.410,866Direct
Nov 9, 2021Common StockMOption exerciseAcquired+2,250$28.38+$63,85513,116Direct
Nov 9, 2021Common StockSSaleDisposed−2,250$261.00F8−$587,25010,866Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 5, 2021Common StockMOption exerciseDisposed−12,730$0.00$00Direct
Nov 5, 2021Common StockMOption exerciseDisposed−22,709$0.00$00Direct
Nov 5, 2021Common StockMOption exerciseDisposed−15,000$0.00$024,303Direct
Nov 9, 2021Common StockMOption exerciseDisposed−2,250$0.00$022,053Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.93 to $257.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.93 to $258.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.19 to $260.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.22 to $260.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.61 to $262.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.93 to $263,85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.045 to $264.125, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.97 to $261.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)