Afsari Nasym's Form 4 filing
Onterris, Inc. (ONT) · filed Nov 9, 2021
- Accession no.
- 0001209191-21-063642
- Filed
- Nov 9, 2021
- Trade date
- Nov 5-8, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.82M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Afsari NasymCIK 0001817851 | Officer (General Counsel and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +6,101 | $6.03 | +$36,789.03 | 22,851 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −6,101 | $75.22 | −$458,917.22 | 16,750 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +18,208 | $6.03 | +$109,794.24 | 34,958 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −18,208 | $75.02 | −$1,365,964.16 | 16,750 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −6,101 | $0.00 | $0 | 90,524 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −18,208 | $0.00 | $0 | 72,316 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.