Morales Jose's Form 4 filing
Freshworks Inc. (FRSH) · filed Nov 8, 2021
- Accession no.
- 0001209191-21-063518
- Filed
- Nov 8, 2021
- Trade date
- Nov 4-5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.82M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Morales JoseCIK 0001872278 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +177,797 | $0.00 | $0 | 177,797 | Direct | |
| Nov 5, 2021 | Class A Common Stock | SSaleDisposed | −177,797 | $38.35F2 | −$6,818,514.95 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Class B Common Stock | MOption exerciseDisposed | −300,752 | $0.00 | $0 | 1,203,008 | Direct | |
| Nov 4, 2021 | Class A Common Stock | MOption exerciseAcquired | +300,752 | $0.00 | $0 | 300,752 | Direct | |
| Nov 5, 2021 | Class A Common Stock | CConversionDisposed | −177,797 | $0.00 | $0 | 122,955 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price in Column 4 is the price applied to the Reporting Person's account by the broker and represents a weighted average sale price for a block sale.
Referenced by the price of 1 transaction in Table I.