Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Nov 8, 2021
- Accession no.
- 0001209191-21-063492
- Filed
- Nov 8, 2021, 8:00 PM ET
- Trade date
- Nov 4-8, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market purchases total $604.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +9,000 | $7.50 | +$67,500 | 2,645,066 | Direct | |
| Nov 4, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +800 | $10.00 | +$8,000 | 2,645,866 | Direct | |
| Nov 5, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +8,400 | $7.50 | +$63,000 | 2,654,266 | Direct | |
| Nov 5, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +84,239 | $4.93 | +$415,298.27 | 2,738,505 | Direct | |
| Nov 8, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +10,300 | $4.88 | +$50,264 | 2,748,805 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | XIn-the-money exerciseDisposed | −9,000 | $0.00 | $0 | 396 | Direct | |
| Nov 4, 2021 | Common Stock | XIn-the-money exerciseDisposed | −800 | $0.00 | $0 | 108 | Direct | |
| Nov 5, 2021 | Common Stock | XIn-the-money exerciseDisposed | −8,400 | $0.00 | $0 | 312 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.