Ausher Jason R's Form 4 filing
Primo Water Corp (PRMW) · filed Nov 8, 2021
- Accession no.
- 0001209191-21-063424
- Filed
- Nov 8, 2021
- Trade date
- Nov 4-5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $585.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ausher Jason RCIK 0001359955 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Shares | MOption exerciseAcquired | +14,453 | $10.40 | +$150,311.2 | 51,010 | Direct | |
| Nov 4, 2021 | Common Shares | SSaleDisposed | −14,453 | $17.97F2 | −$259,720.41 | 36,557 | Direct | |
| Nov 5, 2021 | Common Shares | MOption exerciseAcquired | +17,337 | $11.22 | +$194,521.14 | 53,894 | Direct | |
| Nov 5, 2021 | Common Shares | SSaleDisposed | −17,337 | $18.81F3 | −$326,108.97 | 36,557 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Shares | MOption exerciseDisposed | −14,453 | $0.00 | $0 | 0 | Direct | |
| Nov 5, 2021 | Common Shares | MOption exerciseDisposed | −17,337 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in column 4 reflects the weighted average price of 14,453 common shares sold in multiple transactions on November 4, 2021 with sale prices ranging from $17.95 to $18.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The price in column 4 reflects the weighted average price of 17,337 common shares sold in multiple transactions on November 5, 2021 with sale prices ranging from $18.80 to $18.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.