Ben-Natan Nimrod's Form 4 filing
Harmonic Inc. (HLIT) · filed Nov 8, 2021
- Accession no.
- 0001209191-21-063414
- Filed
- Nov 8, 2021
- Trade date
- Nov 4-8, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $868.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ben-Natan NimrodCIK 0001399157 | Officer (SVP & GM, Cable Access) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +25,336 | $7.58 | +$192,046.88 | 393,202 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −25,336 | $10.84 | −$274,642.24 | 367,866 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +22,148 | $7.58 | +$167,881.84 | 390,014 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −22,148 | $10.84 | −$240,084.32 | 367,866 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +32,516 | $7.58 | +$246,471.28 | 400,382 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −32,516 | $10.87 | −$353,448.92 | 367,866 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −25,336 | $7.58 | −$192,046.88 | 54,664 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −22,148 | $7.58 | −$167,881.84 | 32,516 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −32,516 | $7.58 | −$246,471.28 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.