Maveron General Partner V, LLC's Form 4 filing
Smartbird, Inc. (BIRD) · filed Nov 8, 2021
- Accession no.
- 0001209191-21-063409
- Filed
- Nov 8, 2021, 5:05 PM ET
- Trade date
- Nov 5, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 15 derivative transactions. Open-market sales total $30.0M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maveron General Partner V, LLCCIK 0001594675 | 10% Owner |
| Maveron Equity Partners V, L.P.CIK 0001594676 | 10% Owner |
| Maveron V Entrepreneurs' Fund, L.P.CIK 0001594678 | 10% Owner |
| MEP Associates V, L.P.CIK 0001594746 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +1,439,281 | $0.00 | $0 | 1,439,281 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | SSaleDisposed | −1,439,281 | $15.00 | −$21,589,215 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +382,269 | $0.00 | $0 | 382,269 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | SSaleDisposed | −382,269 | $15.00 | −$5,734,035 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +178,450 | $0.00 | $0 | 178,450 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | SSaleDisposed | −178,450 | $15.00 | −$2,676,750 | 0 | Direct | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Class B Common Stock | CConversionDisposed | −290,625 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +290,625 | $0.00 | $0 | 393,785 | Direct | Duplicate filing |
| Nov 5, 2021 | Class B Common Stock | CConversionDisposed | −12,632,840 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +12,632,840 | $0.00 | $0 | 13,026,625 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionDisposed | −1,439,281 | $0.00 | $0 | 11,587,344 | Direct | Duplicate filing |
| Nov 5, 2021 | Class B Common Stock | CConversionDisposed | −29,165 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +29,165 | $0.00 | $0 | 39,520 | Direct | Duplicate filing |
| Nov 5, 2021 | Class B Common Stock | CConversionDisposed | −4,141,475 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +4,141,475 | $0.00 | $0 | 4,180,995 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionDisposed | −382,269 | $0.00 | $0 | 3,798,726 | Direct | Duplicate filing |
| Nov 5, 2021 | Class B Common Stock | CConversionDisposed | −35,925 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +35,925 | $0.00 | $0 | 48,680 | Direct | Duplicate filing |
| Nov 5, 2021 | Class B Common Stock | CConversionDisposed | −1,568,030 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionAcquired | +1,568,030 | $0.00 | $0 | 1,616,710 | Direct | Duplicate filing |
| Nov 5, 2021 | Class A Common Stock | CConversionDisposed | −178,450 | $0.00 | $0 | 1,438,260 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.