Suria Hamza's Form 4 filing
Anaptysbio, Inc (ANAB) · filed Nov 5, 2021
- Accession no.
- 0001209191-21-063263
- Filed
- Nov 5, 2021
- Trade date
- Nov 4-5, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $712.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Suria HamzaCIK 0001654495 | Director, Officer (President, CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +6,059 | $1.12 | +$6,786.08 | 73,695 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −6,059 | $35.00 | −$212,065 | 67,636 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +14,302 | $1.12 | +$16,018.24 | 81,938 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −14,302 | $35.00 | −$500,570 | 67,636 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −6,059 | $0.00 | $0 | 14,302 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −14,302 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.