Nash Elisabeth G.'s Form 4 filing
Service Corp International (SCI) · filed Nov 5, 2021
- Accession no.
- 0001209191-21-063125
- Filed
- Nov 5, 2021
- Trade date
- Nov 3-4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $355.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nash Elisabeth G.CIK 0001300936 | Officer (Sr. V.P. Operations Services) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Stock | MOption exerciseAcquired | +1,957 | $17.41 | +$34,071.37 | 124,109 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −1,957 | $69.14F1 | −$135,306.98 | 122,152 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +3,190 | $17.41 | +$55,537.9 | 125,342 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −3,190 | $69.05F2 | −$220,269.5 | 122,152 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Stock | MOption exerciseAcquired | +1,957 | $0.00 | $0 | 50,143 | Direct | |
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +3,190 | $0.00 | $0 | 46,953 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $69.03 to $69.285 per share on November 3, 2021. The $69.1401 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $69.03 to $69.025 per share on November 4, 2021. The $69.0465 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.