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Philippe Courtot Family Trust's Form 4 filing

Qualys, Inc. (QLYS) · filed Nov 4, 2021

Accession no.
0001209191-21-063000
Filed
Nov 4, 2021
Trade date
Nov 2-3, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions. Open-market sales total $33.6M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Philippe Courtot Family TrustCIK 000187915110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 2, 2021Common StockSSaleDisposed−8,918$125.23F1−$1,116,801.144,203,036Direct
Nov 2, 2021Common StockSSaleDisposed−1,200$126.33F2−$151,5964,201,836Direct
Nov 2, 2021Common StockSSaleDisposed−1,019$127.30F3−$129,718.74,200,817Direct
Nov 3, 2021Common StockSSaleDisposed−173,309$125.19F4−$21,696,553.714,027,508Direct
Nov 3, 2021Common StockSSaleDisposed−41,972$126.53F5−$5,310,717.163,985,536Direct
Nov 3, 2021Common StockSSaleDisposed−21,188$127.49F6−$2,701,258.123,964,348Direct
Nov 3, 2021Common StockSSaleDisposed−3,000$128.16F7−$384,4803,961,348Direct
Nov 3, 2021Common StockSSaleDisposed−2,300$125.49F8−$288,6273,959,048Direct
Nov 3, 2021Common StockSSaleDisposed−11,788$126.77F9−$1,494,364.763,947,260Direct
Nov 3, 2021Common StockSSaleDisposed−2,200$127.19F10−$279,8183,945,060Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The sale price represents the weighted average price of the shares sold ranging from $125.00 to $125.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The sale price represents the weighted average price of the shares sold ranging from $126.06 to $126.89 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The sale price represents the weighted average price of the shares sold ranging from $127.26 to $127.36 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

The sale price represents the weighted average price of the shares sold ranging from $125.00 to $125.995 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

The sale price represents the weighted average price of the shares sold ranging from $126.01 to $126.99 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F6

The sale price represents the weighted average price of the shares sold ranging from $127.02 to $127.89 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F7

The sale price represents the weighted average price of the shares sold ranging from $128.095 to $128.27 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F8

The sale price represents the weighted average price of the shares sold ranging from $125.06 to $126.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F9

The sale price represents the weighted average price of the shares sold ranging from $126.085 to $127.07 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F10

The sale price represents the weighted average price of the shares sold ranging from $127.09 to $127.3155 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)