Green Phillip D's Form 4 filing
Cullen/Frost Bankers, Inc. (CFR) · filed Nov 4, 2021
- Accession no.
- 0001209191-21-062980
- Filed
- Nov 4, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $10.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Green Phillip DCIK 0001128404 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +15,900 | $54.56 | +$867,504 | 76,836 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +12,260 | $71.39 | +$875,241.4 | 89,096 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +14,910 | $78.92 | +$1,176,697.2 | 104,006 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +34,505 | $65.11 | +$2,246,620.55 | 138,511 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −13,708 | $136.06 | −$1,865,110.48 | 124,803 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −61,263 | $136.77 | −$8,378,940.51 | 63,540 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −2,604 | $137.33 | −$357,607.32 | 60,936 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −15,900 | $0.00 | $0 | 0 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −12,260 | $0.00 | $0 | 0 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −14,910 | $0.00 | $0 | 0 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −34,505 | $0.00 | $0 | 34,505 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.