Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Nov 4, 2021
- Accession no.
- 0001209191-21-062976
- Filed
- Nov 4, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.52M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +8,250 | $19.08 | +$157,410 | 12,311 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −600 | $177.12 | −$106,272 | 11,711 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −1,200 | $178.12 | −$213,744 | 10,511 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −900 | $179.09 | −$161,181 | 9,611 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −600 | $180.41 | −$108,246 | 9,011 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −670 | $181.55 | −$121,638.5 | 8,341 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −600 | $182.58 | −$109,548 | 7,741 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −800 | $183.58 | −$146,864 | 6,941 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −302 | $184.82 | −$55,815.64 | 6,639 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −500 | $186.09 | −$93,045 | 6,139 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −300 | $187.26 | −$56,178 | 5,839 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −300 | $188.33 | −$56,499 | 5,539 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $190.29 | −$19,029 | 5,439 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −400 | $193.16 | −$77,264 | 5,039 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −300 | $194.40 | −$58,320 | 4,739 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −378 | $195.54 | −$73,914.12 | 4,361 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −200 | $196.24 | −$39,248 | 4,161 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −100 | $197.51 | −$19,751 | 4,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −8,250 | $0.00 | $0 | 123,750 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.