Weaver Troy D.'s Form 4 filing
Axalta Coating Systems Ltd. (AXTA) · filed Nov 4, 2021
- Accession no.
- 0001209191-21-062967
- Filed
- Nov 4, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $755.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weaver Troy D.CIK 0001829891 | Officer (SVP, Global Refinish) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Shares | MOption exerciseAcquired | +5,401 | $5.92 | +$31,973.92 | 32,738 | Direct | |
| Nov 2, 2021 | Common Shares | MOption exerciseAcquired | +8,679 | $8.88 | +$77,069.52 | 41,417 | Direct | |
| Nov 2, 2021 | Common Shares | MOption exerciseAcquired | +9,920 | $11.84 | +$117,452.8 | 51,337 | Direct | |
| Nov 2, 2021 | Common Shares | SSaleDisposed | −24,000 | $31.46 | −$755,040 | 27,337 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Shares | MOption exerciseDisposed | −5,401 | $0.00 | $0 | 0 | Direct | |
| Nov 2, 2021 | Common Shares | MOption exerciseDisposed | −8,679 | $0.00 | $0 | 0 | Direct | |
| Nov 2, 2021 | Common Shares | MOption exerciseDisposed | −9,920 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.