Manthripragada Vijay's Form 4 filing
Onterris, Inc. (ONT) · filed Nov 4, 2021
- Accession no.
- 0001209191-21-062943
- Filed
- Nov 4, 2021
- Trade date
- Nov 2-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Manthripragada VijayCIK 0001817948 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseAcquired | +15,735 | $6.03 | +$94,882.05 | 28,663 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −15,735 | $70.08 | −$1,102,708.8 | 12,928 | Direct | |
| Nov 3, 2021 | Common Stock | MOption exerciseAcquired | +9,145 | $6.03 | +$55,144.35 | 22,073 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −5,819 | $70.67 | −$411,228.73 | 16,254 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −3,326 | $71.34 | −$237,276.84 | 12,928 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −15,735 | $0.00 | $0 | 248,270 | Direct | |
| Nov 3, 2021 | Common Stock | MOption exerciseDisposed | −9,145 | $0.00 | $0 | 239,125 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.