Alonzo Annette M's Form 4 filing
Cullen/Frost Bankers, Inc. (CFR) · filed Nov 4, 2021
- Accession no.
- 0001209191-21-062896
- Filed
- Nov 4, 2021
- Trade date
- Nov 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.12M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alonzo Annette MCIK 0001649840 | Officer (Group Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +5,000 | $78.92 | +$394,600 | 12,734 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +10,540 | $65.11 | +$686,259.4 | 23,274 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −13,740 | $136.25 | −$1,872,075 | 9,534 | Direct | |
| Nov 2, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −1,800 | $137.23 | −$247,014 | 7,734 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Nov 2, 2021 | Common Stock | MOption exerciseDisposed | −10,540 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.