Whittle John's Form 4 filing
Fortinet, Inc. (FTNT) · filed Nov 3, 2021
- Accession no.
- 0001209191-21-062774
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $380.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whittle JohnCIK 0001476336 | Officer (VP Corp Dev&Strat Alliance,GC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +1,094 | $0.00 | $0 | 1,094 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +700 | $0.00 | $0 | 1,794 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +496 | $0.00 | $0 | 2,290 | Direct | |
| Nov 1, 2021 | Common Stock | FTax withholdingDisposed | −1,137 | $324.11 | −$368,513.07 | 1,153 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −1,153 | $330.06 | −$380,559.18 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −1,094 | $0.00 | $0 | 1,095 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −700 | $0.00 | $0 | 3,500 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −496 | $0.00 | $0 | 4,462 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.