Anderson Karen M.'s Form 4 filing
Mimecast Ltd (MIME) · filed Nov 3, 2021
- Accession no.
- 0001209191-21-062733
- Filed
- Nov 3, 2021
- Trade date
- Nov 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $586.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson Karen M.CIK 0001762176 | Officer (Chief Human Resources Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Ordinary Shares | MOption exerciseAcquired | +7,812 | $40.00 | +$312,480 | 7,812 | Direct | |
| Nov 1, 2021 | Ordinary Shares | SSaleDisposed | −7,208 | $75.02 | −$540,744.16 | 604 | Direct | |
| Nov 1, 2021 | Ordinary Shares | SSaleDisposed | −459 | $75.92 | −$34,847.28 | 145 | Direct | |
| Nov 1, 2021 | Ordinary Shares | SSaleDisposed | −145 | $76.51 | −$11,093.95 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Ordinary Shares | MOption exerciseDisposed | −7,812 | $0.00 | $0 | 39,066 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.