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Kao John E's Form 4 filing

Alignment Healthcare, Inc. (ALHC) · filed Nov 3, 2021

Accession no.
0001209191-21-062729
Filed
Nov 3, 2021
Trade date
Nov 1-2, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.99M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kao John ECIK 0001222028Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2021Common StockSSaleDisposed−70,698$19.91F2−$1,407,597.184,014,339Indirect
Nov 2, 2021Common StockSSaleDisposed−29,302$19.93F4−$583,988.863,985,037Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The shares were sold in multiple transactions at prices ranging from $19.37 to $20.18 per share.

Referenced by the price of 1 transaction in Table I.

F4

The shares were sold in multiple transactions at prices ranging from $19.58 to $20.45 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)