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Button Adrian's Form 4 filing

NCR Voyix CorpVYX · filed Nov 2, 2021

Accession no.
0001209191-21-062430
Filed
Nov 2, 2021
Trade date
Oct 29, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $938.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Button AdrianCIK 0001729263Officer (EVP, Product and Service Ops)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 29, 2021Common StockMOption exerciseAcquired+23,724$26.42+$626,788.0888,658Direct
Oct 29, 2021Common StockSSaleDisposed−23,724$39.54F2−$938,046.9664,934Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 29, 2021Common StockMOption exerciseDisposed−23,724$0.00$043,425Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These shares were sold in multiple transactions at prices ranging from $39.25 to $39.74 per share, resulting in a weighted average sale price of $39.54 per share. Of the total shares sold, 19,403 were sold to cover the reporting person's option exercise price and tax withholding obligations. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)