Kosiba John W JR's Form 4 filing
American Superconductor Corp (AMSC) · filed Nov 2, 2021
- Accession no.
- 0001209191-21-062400
- Filed
- Nov 2, 2021
- Trade date
- Nov 1-2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $207.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kosiba John W JRCIK 0001703463 | Officer (SVP, CFO & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | SSaleDisposed | −3,766 | $18.95F2 | −$71,365.7 | 240,553 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −6,983 | $18.77F4 | −$131,070.91 | 233,570 | Direct | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −259 | $19.31 | −$5,001.29 | 233,311 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sales were executed in multiple trades at prices ranging from $18.50-$19.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The sales were executed in multiple trades at prices ranging from $18.31-$19.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.