Manthripragada Vijay's Form 4 filing
Onterris, Inc. (ONT) · filed Nov 1, 2021
- Accession no.
- 0001209191-21-062232
- Filed
- Nov 1, 2021
- Trade date
- Oct 28-Nov 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.23M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Manthripragada VijayCIK 0001817948 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +1,913 | $6.03 | +$11,535.39 | 14,841 | Direct | |
| Oct 28, 2021 | Common Stock | SSaleDisposed | −1,913 | $67.51 | −$129,146.63 | 12,928 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +10,858 | $6.03 | +$65,473.74 | 23,786 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −8,559 | $68.24 | −$584,066.16 | 15,227 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −2,299 | $68.72 | −$157,987.28 | 12,928 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +5,120 | $6.03 | +$30,873.6 | 18,048 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −5,120 | $70.17 | −$359,270.4 | 12,928 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −1,913 | $0.00 | $0 | 279,983 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −10,858 | $0.00 | $0 | 269,125 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −5,120 | $0.00 | $0 | 264,005 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.