Yeh Jenny C's Form 4 filing
Ooma Inc (OOMA) · filed Nov 1, 2021
- Accession no.
- 0001209191-21-062223
- Filed
- Nov 1, 2021
- Trade date
- Oct 29, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $84.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yeh Jenny CCIK 0001724512 | Director, Officer (VP, General Counsel & Sec.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +312 | $10.52 | +$3,282.24 | 52,931 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −3,505 | $22.00 | −$77,110 | 48,886 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −312 | $22.50 | −$7,020 | 48,574 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −312 | $0.00 | $0 | 3,125 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.