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Kopnisky Jack L's Form 4 filing

Sterling Bancorp (STL) · filed Oct 28, 2021

Accession no.
0001209191-21-061928
Filed
Oct 28, 2021
Trade date
Oct 27, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.38M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kopnisky Jack LCIK 0001232430Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 27, 2021Common Stock, $.01 par value per shareMOption exerciseAcquired+54,435$11.36+$618,381.6572,822.53Direct
Oct 27, 2021Common Stock, $.01 par value per shareSSaleDisposed−54,435$25.38−$1,381,560.3518,387.53Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 27, 2021Common StockMOption exerciseDisposed−54,435$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)