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Pinney Alesia Lee's Form 4 filing

Avalara, Inc. (AVLR) · filed Oct 27, 2021

Accession no.
0001209191-21-061855
Filed
Oct 27, 2021
Trade date
Oct 26, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.31M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pinney Alesia LeeCIK 0001235461Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 26, 2021Common StockMOption exerciseAcquired+4,659$16.60+$77,339.444,251Direct
Oct 26, 2021Common StockMOption exerciseAcquired+2,315$39.76+$92,044.446,566Direct
Oct 26, 2021Common StockMOption exerciseAcquired+243$67.27+$16,346.6146,809Direct
Oct 26, 2021Common StockSSaleDisposed−3,419$181.29−$619,830.5143,390Direct
Oct 26, 2021Common StockSSaleDisposed−3,605$181.94−$655,893.739,785Direct
Oct 26, 2021Common StockSSaleDisposed−193$182.85−$35,290.0539,592Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 26, 2021Common StockMOption exerciseDisposed−4,659$0.00$03,727Direct
Oct 26, 2021Common StockMOption exerciseDisposed−2,315$0.00$07,408Direct
Oct 26, 2021Common StockMOption exerciseDisposed−243$0.00$07,272Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)