Klein Rosemary L's Form 4/A amendment
AmendedArch Resources, Inc. (ARCH) · filed Oct 27, 2021
- Accession no.
- 0001209191-21-061832
- Filed
- Oct 27, 2021
- Trade date
- Oct 25, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 27, 2021
This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $6.56K. It was filed 2 days after the trade.
This amendment restates part of 0001209191-21-061773 (filed Oct 27, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Rosemary LCIK 0001310202 | Officer (Sr. VP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | SSaleDisposed | −68 | $96.47 | −$6,559.96 | 2,956 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001209191-21-061773 (filed Oct 27, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +850 | –F1 | – | 3,277 | Direct | |
| Oct 25, 2021 | Common Stock | FTax withholdingDisposed | −253 | $97.10 | −$24,566.3 | 3,024 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Class A Common Stock | MOption exerciseDisposed | −850 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale of shares was to satisfy the reporting person's tax withholding obligations above the statutory withholding rate and was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2021.
Remarks
This amendment is being filed solely to correct a technical error in Column 4 originally filed by the reporting person on October 27, 2021.