Kim Han's Form 4 filing
Roblox Corp (RBLX) · filed Oct 27, 2021
- Accession no.
- 0001209191-21-061822
- Filed
- Oct 27, 2021
- Trade date
- Mar 23-May 27, 2021
- Filing delay
- 218 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.06M. It was filed 218 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim HanCIK 0001836652 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2021 | Class A Common Stock | SSaleDisposed | −17,620 | $68.13F1 | −$1,200,450.6 | 1,188,572 | Indirect | |
| Mar 23, 2021 | Class A Common Stock | SSaleDisposed | −6,558 | $68.94F4 | −$452,108.52 | 1,182,014 | Indirect | |
| Mar 23, 2021 | Class A Common Stock | SSaleDisposed | −3,970 | $70.13F5 | −$278,416.1 | 1,178,044 | Indirect | |
| Mar 23, 2021 | Class A Common Stock | SSaleDisposed | −1,852 | $70.91F6 | −$131,325.32 | 1,176,192 | Indirect | |
| Apr 6, 2021 | Class A Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 1,156,192 | Indirect | |
| May 27, 2021 | Class A Common Stock | GGiftDisposed | −50,000 | $0.00 | $0 | 1,106,192 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $67.65 to $68.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $68.65 to $69.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $69.75 to $70.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $71.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.