Abbo Edward Y's Form 4 filing
C3.ai, Inc. (AI) · filed Oct 25, 2021
- Accession no.
- 0001209191-21-061583
- Filed
- Oct 25, 2021
- Trade date
- Sep 30-Oct 21, 2021
- Filing delay
- 25 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.65M. It was filed 25 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Abbo Edward YCIK 0001218471 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Stock | GGiftDisposed | −405,000 | $0.00 | $0 | 95,994 | Direct | |
| Sep 30, 2021 | Common Stock | GGiftAcquired | +405,000 | $0.00 | $0 | 448,733 | Indirect | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −33,266 | $47.63F4 | −$1,584,459.58 | 62,728 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −1,441 | $48.06F5 | −$69,254.46 | 61,287 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $47.02 to $48.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.