Goldman Nathan D's Form 4 filing
CSX Corp (CSX) · filed Oct 25, 2021
- Accession no.
- 0001209191-21-061519
- Filed
- Oct 25, 2021
- Trade date
- Oct 21-22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.02M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldman Nathan DCIK 0001722513 | Officer (EVP & CLO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common Stock | GGiftDisposed | −1,500 | –F1 | – | 214,861 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +17,793 | $16.13 | +$287,001.09 | 232,654 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −17,793 | $34.94 | −$621,687.42 | 214,861 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −40,000 | $34.94 | −$1,397,600 | 174,861 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −17,793 | $16.13F2 | −$287,001.09 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Gift of 1,500 shares.
Referenced by the price of 1 transaction in Table I.
- F2
The original exercise price of the option was $48.39. On June 28, 2021 the common stock of CSX Corporation split 3-for-1, resulting in an adjusted price of $16.13.
Referenced by the price of 1 transaction in Table II.