Ehrlich Jason's Form 4 filing
Kodiak Sciences Inc. (KOD) · filed Oct 22, 2021
- Accession no.
- 0001209191-21-061375
- Filed
- Oct 22, 2021
- Trade date
- Oct 20, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $776.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ehrlich JasonCIK 0001754049 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common Stock | MOption exerciseAcquired | +6,950 | $10.29 | +$71,515.5 | 58,491 | Direct | |
| Oct 20, 2021 | Common Stock | SSaleDisposed | −5,698 | $111.56 | −$635,668.88 | 52,793 | Direct | |
| Oct 20, 2021 | Common Stock | SSaleDisposed | −1,252 | $112.73 | −$141,137.96 | 51,541 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2021 | Common Stock | MOption exerciseDisposed | −6,950 | $0.00 | $0 | 239,388 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.