Shmunis Vladimir's Form 4 filing
RingCentral, Inc. (RNG) · filed Oct 21, 2021
- Accession no.
- 0001209191-21-061318
- Filed
- Oct 21, 2021, 8:03 PM ET
- Trade date
- Oct 19, 2020-Oct 21, 2021
- Filing delay
- 367 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.35M. It was filed 367 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shmunis VladimirCIK 0001586647 | Director, Officer (CEO & Chairman) |
| Shmunis SandraCIK 0001587526 | Other: Wife of Reporting Person |
| Elca, LLCCIK 0001587543 | Other: Controlled by Reporting Person |
| ELCA Fund I, LPCIK 0001587616 | Other: Controlled by Reporting Person |
| ELCA Fund II, LPCIK 0001587618 | Other: Controlled by Reporting Person |
| ELCA Fund III, LPCIK 0001587622 | Other: Controlled by Reporting Person |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 19, 2021 | Class A Common Stock | CConversionAcquired | +10,000 | $0.00 | $0 | 10,000 | Indirect | |
| Oct 19, 2021 | Class A Common Stock | SSaleDisposed | −300 | $240.31F4 | −$72,093 | 9,700 | Indirect | |
| Oct 19, 2021 | Class A Common Stock | SSaleDisposed | −3,200 | $241.53F5 | −$772,896 | 6,500 | Indirect | |
| Oct 19, 2021 | Class A Common Stock | SSaleDisposed | −2,500 | $242.61F6 | −$606,525 | 4,000 | Indirect | |
| Oct 19, 2021 | Class A Common Stock | SSaleDisposed | −2,032 | $243.47F7 | −$494,731.04 | 1,968 | Indirect | |
| Oct 19, 2021 | Class A Common Stock | SSaleDisposed | −1,167 | $244.82F8 | −$285,704.94 | 801 | Indirect | |
| Oct 19, 2021 | Class A Common Stock | SSaleDisposed | −801 | $245.26F9 | −$196,453.26 | 0 | Indirect | |
| Oct 20, 2021 | Class A Common Stock | CConversionAcquired | +10,000 | $0.00 | $0 | 10,000 | Indirect | |
| Oct 20, 2021 | Class A Common Stock | SSaleDisposed | −8,451 | $242.81F10 | −$2,051,987.31 | 1,549 | Indirect | |
| Oct 20, 2021 | Class A Common Stock | SSaleDisposed | −815 | $243.67F11 | −$198,591.05 | 734 | Indirect | |
| Oct 20, 2021 | Class A Common Stock | SSaleDisposed | −734 | $244.92F12 | −$179,771.28 | 0 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | CConversionAcquired | +10,000 | $0.00 | $0 | 10,000 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −690 | $245.02F13 | −$169,063.8 | 9,310 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −713 | $246.24F14 | −$175,569.12 | 8,597 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −1,700 | $247.27F15 | −$420,359 | 6,897 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −1,387 | $248.42F16 | −$344,558.54 | 5,510 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −793 | $249.65F17 | −$197,972.45 | 4,717 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −3,907 | $250.66F18 | −$979,328.62 | 810 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | SSaleDisposed | −810 | $251.41F19 | −$203,642.1 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 19, 2020 | Class A Common Stock | CConversionDisposed | −10,000 | $0.00 | $0 | 5,532,107 | Indirect | |
| Oct 20, 2020 | Class A Common Stock | CConversionDisposed | −10,000 | $0.00 | $0 | 5,522,107 | Indirect | |
| Oct 21, 2021 | Class A Common Stock | CConversionDisposed | −10,000 | $0.00 | $0 | 5,512,107 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.14 to $240.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (19) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.14 to $242.05, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.15 to $243.045, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.18 to $244.07, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.18 to $245.16, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.18 to $245.38, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.39 to $243.30, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.59 to $243.90, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.77 to $245.14, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.62 to $245.48, inclusive.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.78 to $246.60, inclusive.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.89 to $247.705, inclusive.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.94 to $248.92, inclusive.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.065 to $250.06, inclusive.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.075 to $251.07, inclusive.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.075 to $251.93, inclusive.
Referenced by the price of 1 transaction in Table I.