Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Oct 21, 2021
- Accession no.
- 0001209191-21-061279
- Filed
- Oct 21, 2021
- Trade date
- Oct 19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.36M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 19, 2021 | Common Stock | MOption exerciseAcquired | +8,250 | $19.08 | +$157,410 | 12,311 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −1,591 | $161.00 | −$256,151 | 10,720 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −893 | $162.05 | −$144,710.65 | 9,827 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −400 | $163.01 | −$65,204 | 9,427 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −1,400 | $164.85 | −$230,790 | 8,027 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −1,000 | $165.98 | −$165,980 | 7,027 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −1,366 | $167.08 | −$228,231.28 | 5,661 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −800 | $168.49 | −$134,792 | 4,861 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −300 | $169.85 | −$50,955 | 4,561 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −400 | $171.02 | −$68,408 | 4,161 | Direct | |
| Oct 19, 2021 | Common Stock | SSaleDisposed | −100 | $172.03 | −$17,203 | 4,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 19, 2021 | Common Stock | MOption exerciseDisposed | −8,250 | $0.00 | $0 | 140,250 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.