Friedman David A's Form 4/A amendment
AmendedLevi Strauss & Co (LEVI) · filed Oct 20, 2021
- Accession no.
- 0001209191-21-061215
- Filed
- Oct 20, 2021
- Trade date
- Oct 15, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 18, 2021
This filing lists 3 non-derivative transactions. Open-market sales total $415.8K. It was filed 5 days after the trade.
This amendment replaces 0001209191-21-060810 (filed Oct 18, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman David ACIK 0001768697 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Class A Common Stock | GGiftDisposed | −16,666 | $0.00 | $0 | 79,085 | Indirect | |
| Oct 15, 2021 | Class A Common Stock | GGiftAcquired | +16,666 | $0.00 | $0 | 48,247 | Direct | |
| Oct 15, 2021 | Class A Common Stock | SSaleDisposed | −16,666 | $24.95F3 | −$415,816.7 | 31,581 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
- F2
Transaction pursuant to a previously established Rule 10b5-1 Plan.
- F3
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.73 to $25.12. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
Remarks
This amendment is being filed to correct the actual number of shares gifted and sold.