Runyan Jonathan T's Form 4 filing
Okta, Inc. (OKTA) · filed Oct 15, 2021
- Accession no.
- 0001209191-21-060622
- Filed
- Oct 15, 2021
- Trade date
- Oct 14, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.78M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Runyan Jonathan TCIK 0001700628 | Officer (General Counsel and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Class A Common Stock | CConversionAcquired | +18,392 | $0.00 | $0 | 18,392 | Direct | |
| Oct 14, 2021 | Class A Common Stock | SSaleDisposed | −18,392 | $260.00 | −$4,781,920 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Class B Common Stock | MOption exerciseDisposed | −18,392 | $0.00 | $0 | 135,000 | Direct | |
| Oct 14, 2021 | Class A Common Stock | MOption exerciseAcquired | +18,392 | $0.00 | $0 | 18,392 | Direct | |
| Oct 14, 2021 | Class A Common Stock | CConversionDisposed | −18,392 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.