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West John Stephen's Form 4 filing

Personalis, Inc. (PSNL) · filed Oct 14, 2021

Accession no.
0001209191-21-060503
Filed
Oct 14, 2021
Trade date
Oct 12, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $1.93M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
West John StephenCIK 0001779811Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 12, 2021Common StockSSaleDisposed−100,000$19.33F1,F2−$1,933,000587,792Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The weighted average sale price for the transaction reported was $19.33, and the range of prices were between $19.06 and $19.74. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.

Referenced by the price of 1 transaction in Table I.

F2

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)