Price Robert E's Form 4 filing
Pricesmart Inc (PSMT) · filed Oct 13, 2021
- Accession no.
- 0001209191-21-060429
- Filed
- Oct 13, 2021
- Trade date
- Oct 11-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions. Open-market sales total $1.25M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Price Robert ECIK 0000934818 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Common Stock | SSaleDisposed | −2,515 | $78.54 | −$197,528.1 | 909,996 | Indirect | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −1,901 | $78.01F3 | −$148,297.01 | 908,095 | Indirect | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −302 | $78.35F4 | −$23,661.7 | 907,793 | Indirect | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −3,049 | $76.65F5 | −$233,705.85 | 904,744 | Indirect | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −225 | $77.53F6 | −$17,444.25 | 904,519 | Indirect | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −25 | $78.36 | −$1,959 | 904,494 | Indirect | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −2,516 | $78.54 | −$197,606.64 | 1,217,562 | Indirect | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −1,900 | $78.01F8 | −$148,219 | 1,215,662 | Indirect | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −302 | $78.35F4 | −$23,661.7 | 1,215,360 | Indirect | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −3,049 | $76.65F5 | −$233,705.85 | 1,212,311 | Indirect | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −225 | $77.52F9 | −$17,442 | 1,212,086 | Indirect | |
| Oct 13, 2021 | Common Stock | SSaleDisposed | −25 | $78.36 | −$1,959 | 1,212,061 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $77.29 to $78.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $78.29 to $78.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $76.32 to $77.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $77.34 to $78.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $77.29 to $78.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $77.34 to $78.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person's wife, Allison Price, may also be deemed a greater than 10% beneficial owner of the Issuer's securities in her capacity as co-trustee of each of the trusts identified herein. As such, this Form 4 filing shall be deemed to constitute a Form 4 filing on behalf of both the reporting person and his wife, Allison Price.