Mente Michael's Form 4 filing
Revolve Group, Inc. (RVLV) · filed Oct 13, 2021
- Accession no.
- 0001209191-21-060402
- Filed
- Oct 13, 2021
- Trade date
- Oct 11-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 20 non-derivative transactions and 3 derivative transactions. Open-market sales total $10.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mente MichaelCIK 0001756440 | Director, Officer (CO-CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Class A Common Stock | CConversionAcquired | +21,658 | $0.00F1 | $0 | 21,658 | Indirect | Duplicate filing |
| Oct 11, 2021 | Class A Common Stock | SSaleDisposed | −21,658 | $68.19F4 | −$1,476,859.02 | 0 | Indirect | Duplicate filing |
| Oct 11, 2021 | Class A Common Stock | CConversionAcquired | +15,303 | $0.00F1 | $0 | 15,303 | Indirect | Duplicate filing |
| Oct 11, 2021 | Class A Common Stock | SSaleDisposed | −15,303 | $69.09F5 | −$1,057,284.27 | 0 | Indirect | Duplicate filing |
| Oct 11, 2021 | Class A Common Stock | CConversionAcquired | +3,242 | $0.00F1 | $0 | 3,242 | Indirect | Duplicate filing |
| Oct 11, 2021 | Class A Common Stock | SSaleDisposed | −3,242 | $69.84F6 | −$226,421.28 | 0 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | CConversionAcquired | +38,330 | $0.00F1 | $0 | 38,330 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | SSaleDisposed | −38,330 | $65.36F7 | −$2,505,248.8 | 0 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | CConversionAcquired | +27,112 | $0.00F1 | $0 | 27,112 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | SSaleDisposed | −27,112 | $66.26F8 | −$1,796,441.12 | 0 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | CConversionAcquired | +2,276 | $0.00F1 | $0 | 2,276 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | SSaleDisposed | −2,276 | $67.09F9 | −$152,696.84 | 0 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | CConversionAcquired | +1,200 | $0.00F1 | $0 | 1,200 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | SSaleDisposed | −1,200 | $68.20F10 | −$81,840 | 0 | Indirect | Duplicate filing |
| Oct 13, 2021 | Class A Common Stock | CConversionAcquired | +42,014 | $0.00F1 | $0 | 42,014 | Indirect | Duplicate filing |
| Oct 13, 2021 | Class A Common Stock | SSaleDisposed | −42,014 | $65.21F11 | −$2,739,732.94 | 0 | Indirect | Duplicate filing |
| Oct 13, 2021 | Class A Common Stock | CConversionAcquired | +11,059 | $0.00F1 | $0 | 11,059 | Indirect | Duplicate filing |
| Oct 13, 2021 | Class A Common Stock | SSaleDisposed | −11,059 | $65.76F12 | −$727,239.84 | 0 | Indirect | Duplicate filing |
| Oct 13, 2021 | Class A Common Stock | CConversionAcquired | +1,600 | $0.00F1 | $0 | 1,600 | Indirect | Duplicate filing |
| Oct 13, 2021 | Class A Common Stock | SSaleDisposed | −1,600 | $66.82F13 | −$106,912 | 0 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2021 | Class A Common Stock | CConversionDisposed | −40,203 | $0.00 | $0 | 33,649,123 | Indirect | Duplicate filing |
| Oct 12, 2021 | Class A Common Stock | CConversionDisposed | −68,918 | $0.00 | $0 | 33,580,205 | Indirect | Duplicate filing |
| Oct 13, 2021 | Class A Common Stock | CConversionDisposed | −54,673 | $0.00 | $0 | 33,525,532 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Class B common stock are convertible into an equal number of shares of Class A common stock at any time, at the election of the holder, and have no expiration date. On the dates indicated above, the reporting person sold the number of shares of Class B common stock indicated above, resulting in the automatic conversion of such shares into an equal number of shares of Class A common stock.
Referenced by the price of 10 transactions in Table I.
- F4
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $67.68 to $68.67, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $68.68 to $69.67, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $69.68 to $70.07, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $64.86 to $65.85, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F8
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $65.86 to $66.85, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F9
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $66.88 to $67.82, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F10
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $67.96 to $68.65, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F11
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $64.62 to $65.61, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F12
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $65.62 to $66.535, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.
- F13
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $66.66 to $67.125, inclusive. The reporting person undertakes to provide to Revolve Group, Inc., any security holder of Revolve Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Referenced by the price of 1 transaction in Table I.