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Lutoff-Perlo Lisa's Form 4 filing

Royal Caribbean Cruises Ltd (RCL) · filed Oct 12, 2021

Accession no.
0001209191-21-060299
Filed
Oct 12, 2021
Trade date
Oct 11, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $226.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lutoff-Perlo LisaCIK 0001559391Officer (Pres & CEO, Celebrity Cruises)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 11, 2021Common StockSSaleDisposed−1,600$87.27F2−$139,63265,030Direct
Oct 11, 2021Common StockSSaleDisposed−991$87.74F3−$86,950.3464,039Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 11, 2021. The actual sale prices ranged from a low of $86.60 to a high of $87.59. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 11, 2021. The actual sale prices ranged from a low of $87.65 to a high of $87.88. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)