Jaffe Seth's Form 4 filing
Levi Strauss & Co (LEVI) · filed Oct 12, 2021
- Accession no.
- 0001209191-21-060233
- Filed
- Oct 12, 2021
- Trade date
- Oct 6-7, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $980.6K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jaffe SethCIK 0001263162 | Officer (EVP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Class A Common Stock | SSaleDisposed | −35,430 | $24.35F2 | −$862,720.5 | 121,148 | Direct | |
| Oct 6, 2021 | Class A Common Stock | SSaleDisposed | −4,400 | $25.07F3 | −$110,308 | 116,748 | Direct | |
| Oct 7, 2021 | Class A Common Stock | SSaleDisposed | −294 | $25.74 | −$7,567.56 | 116,454 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.90 to $24.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.90 to $25.405 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.