Upadhyaya Raj B's Form 4 filing
Sigmatron International Inc (SGMA) · filed Oct 12, 2021
- Accession no.
- 0001209191-21-060188
- Filed
- Oct 12, 2021
- Trade date
- Oct 7-8, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $17.3K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Upadhyaya Raj BCIK 0001309134 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 8, 2021 | Common Stock | MOption exerciseAcquired | +1,850 | $6.45 | +$11,932.5 | 1,850 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −1,850 | $9.37 | −$17,334.5 | 6,400 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 7, 2021 | Common Stock | MOption exerciseDisposed | −1,850 | $0.00F2 | $0 | 6,400 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This column needs to be blank.
Referenced by the price of 1 transaction in Table II.