Connelly Stephen's Form 4 filing
Equillium, Inc. (EQ) · filed Oct 7, 2021
- Accession no.
- 0001209191-21-060004
- Filed
- Oct 7, 2021
- Trade date
- Oct 6, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $56.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Connelly StephenCIK 0001746808 | Director, Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | MOption exerciseAcquired | +5,625 | $4.75 | +$26,718.75 | 998,625 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −5,625 | $7.01 | −$39,431.25 | 993,000 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseAcquired | +2,467 | $2.80 | +$6,907.6 | 995,467 | Direct | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −2,467 | $7.01 | −$17,293.67 | 993,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2021 | Common Stock | MOption exerciseDisposed | −5,625 | $0.00 | $0 | 0 | Direct | |
| Oct 6, 2021 | Common Stock | MOption exerciseDisposed | −2,467 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.