Baxter William T's Form 4 filing
Vizio Holding Corp. (VZIO) · filed Oct 7, 2021
- Accession no.
- 0001209191-21-060001
- Filed
- Oct 7, 2021
- Trade date
- Oct 5-7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $247.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baxter William TCIK 0001137044 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Class A Common Stock | MOption exerciseAcquired | +100 | $2.89 | +$289 | 60,808 | Direct | |
| Oct 5, 2021 | Class A Common Stock | SSaleDisposed | −100 | $21.00 | −$2,100 | 60,708 | Direct | |
| Oct 7, 2021 | Class A Common Stock | MOption exerciseAcquired | +11,486 | $2.89 | +$33,194.54 | 72,194 | Direct | |
| Oct 7, 2021 | Class A Common Stock | SSaleDisposed | −11,486 | $21.34F3 | −$245,111.24 | 60,708 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Class A Common Stock | MOption exerciseDisposed | −100 | $0.00 | $0 | 693,236 | Direct | |
| Oct 7, 2021 | Class A Common Stock | MOption exerciseDisposed | −11,486 | $0.00 | $0 | 681,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $21.06 to $21.56. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.