Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Oct 7, 2021
- Accession no.
- 0001209191-21-059956
- Filed
- Oct 7, 2021
- Trade date
- Oct 5, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.44M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Common Stock | MOption exerciseAcquired | +8,250 | $19.08 | +$157,410 | 12,311 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −1,471 | $170.80 | −$251,246.8 | 10,840 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −2,200 | $171.86 | −$378,092 | 8,640 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −700 | $172.70 | −$120,890 | 7,940 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −700 | $174.12 | −$121,884 | 7,240 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −600 | $175.32 | −$105,192 | 6,640 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −500 | $176.49 | −$88,245 | 6,140 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −300 | $177.31 | −$53,193 | 5,840 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −600 | $178.37 | −$107,022 | 5,240 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −400 | $179.39 | −$71,756 | 4,840 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −400 | $180.41 | −$72,164 | 4,440 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −179 | $182.05 | −$32,586.95 | 4,261 | Direct | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −200 | $183.14 | −$36,628 | 4,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Common Stock | MOption exerciseDisposed | −8,250 | $0.00 | $0 | 156,750 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.