Pettit CD Baer's Form 4 filing
MSCI Inc.MSCI · filed Oct 6, 2021
- Accession no.
- 0001209191-21-059806
- Filed
- Oct 6, 2021
- Trade date
- Oct 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $1.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pettit CD BaerCIK 0001416752 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | SSaleDisposed | −400 | $600.00F2 | −$240,000 | 247,120 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −529 | $601.21F3 | −$318,040.09 | 246,591 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −101 | $601.97F4 | −$60,798.97 | 246,490 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −372 | $603.27F5 | −$224,416.44 | 246,118 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −100 | $604.64 | −$60,464 | 246,018 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −150 | $606.38F6 | −$90,957 | 245,868 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −798 | $607.71F7 | −$484,952.58 | 245,070 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −50 | $609.76 | −$30,488 | 245,020 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $599.69 to $600.40. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $600.79 to $601.76. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $601.82 to $602.20. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $602.86 to $603.75. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $606.20 to $606.74. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $607.62 to $608.00. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.