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Gesten Samuel J's Form 4 filing

Staar Surgical Co (STAA) · filed Oct 5, 2021

Accession no.
0001209191-21-059738
Filed
Oct 5, 2021
Trade date
Oct 4, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $1.72M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gesten Samuel JCIK 0001496615Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 4, 2021Common StockSSaleDisposed−15,000$114.53F1−$1,717,95027,583Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.36 to $115.00 inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

This Form 4 reflects a sale by Mr. Gesten of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.

Read the full filing on SEC EDGAR (opens in a new tab)