Erck Stanley C's Form 4 filing
Novavax Inc (NVAX) · filed Oct 5, 2021
- Accession no.
- 0001209191-21-059557
- Filed
- Oct 5, 2021
- Trade date
- Oct 4, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.54M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Erck Stanley CCIK 0001342826 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +32,000 | $27.60 | +$883,200 | 55,879 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseAcquired | +10,829 | $27.00 | +$292,383 | 66,708 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −1,392 | $166.98 | −$232,436.16 | 65,316 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −3,746 | $172.36 | −$645,660.56 | 61,570 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −5,038 | $173.45 | −$873,841.1 | 56,532 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −3,100 | $174.56 | −$541,136 | 53,432 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −3,600 | $175.61 | −$632,196 | 49,832 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −4,700 | $176.48 | −$829,456 | 45,132 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −8,890 | $177.58 | −$1,578,686.2 | 36,242 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −8,563 | $178.46 | −$1,528,152.98 | 27,679 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −3,300 | $179.48 | −$592,284 | 24,379 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −500 | $180.58 | −$90,290 | 23,879 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −32,000 | $0.00 | $0 | 36,499 | Direct | |
| Oct 4, 2021 | Common Stock | MOption exerciseDisposed | −10,829 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.