Horn David R.'s Form 4 filing
Seer, Inc. (SEER) · filed Oct 5, 2021
- Accession no.
- 0001209191-21-059374
- Filed
- Oct 5, 2021
- Trade date
- Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $338.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horn David R.CIK 0001834217 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,000 | $2.70 | +$27,000 | 240,966 | Direct | |
| Oct 1, 2021 | Class A Common Stock | SSaleDisposed | −4,964 | $33.42 | −$165,896.88 | 236,002 | Direct | |
| Oct 1, 2021 | Class A Common Stock | SSaleDisposed | −5,036 | $34.27 | −$172,583.72 | 230,966 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 576,547 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.