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McCoy Sarah Gaines's Form 4 filing

Compass Diversified Holdings (CODI) · filed Oct 1, 2021

Accession no.
0001209191-21-058404
Filed
Oct 1, 2021
Trade date
Sep 30, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $89.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McCoy Sarah GainesCIK 0001504675Other: See Remark (a)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 30, 2021Common SharesPPurchaseAcquired+3,164$28.18F2+$89,161.5224,346Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.17 to $28.3601, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Referenced by the price of 1 transaction in Table I.

Remarks

(a) Ms. McCoy is a Director for the Company, Sponsor of the Trust.

Read the full filing on SEC EDGAR (opens in a new tab)