Williams Len E's Form 4/A amendment
AmendedCIK 0001636286 · filed Oct 1, 2021
- Accession no.
- 0001209191-21-058367
- Filed
- Oct 1, 2021
- Trade date
- Sep 29-Oct 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 1, 2021
This filing lists 5 non-derivative transactions and 0 derivative transactions. It was filed 2 days after the trade.
This amendment replaces 0001209191-21-058351 (filed Oct 1, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams Len ECIK 0001375333 | Director, Officer (President/CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2021 | Common Shares | PPurchaseAcquired | +276.5 | – | – | 45,662.19 | Direct | |
| Sep 29, 2021 | Common Shares | PPurchaseAcquired | +194.86 | – | – | 45,857.05 | Direct | |
| Oct 1, 2021 | Common Shares | DReturned to the companyDisposed | −45,857.05 | – | – | 0 | Direct | |
| Sep 29, 2021 | Common Shares | PPurchaseAcquired | +9.87 | – | – | 860.74 | Indirect | |
| Oct 1, 2021 | Common Shares | DReturned to the companyDisposed | −860.74 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.