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Institutional Venture Partners XV Executive Fund, L.P.'s Form 4 filing

Amplitude, Inc. (AMPL) · filed Sep 30, 2021

Accession no.
0001209191-21-058315
Filed
Sep 30, 2021
Trade date
Sep 28, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions. Open-market sales total $18.6M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Institutional Venture Partners XV Executive Fund, L.P.CIK 000166132110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 28, 2021Class A Common StockSSaleDisposed−174,074$50.00−$8,703,7008,486,973Indirect
Sep 28, 2021Class A Common StockSSaleDisposed−926$50.00−$46,30045,137Indirect
Sep 28, 2021Class A Common StockSSaleDisposed−103,785$52.66F3−$5,465,318.18,383,188Indirect
Sep 28, 2021Class A Common StockSSaleDisposed−552$52.66F3−$29,068.3244,585Indirect
Sep 28, 2021Class A Common StockSSaleDisposed−69,358$53.40F4−$3,703,717.28,313,830Indirect
Sep 28, 2021Class A Common StockSSaleDisposed−369$53.40F4−$19,704.644,216Indirect
Sep 28, 2021Class A Common StockSSaleDisposed−10,740$54.07F5−$580,711.88,303,090Indirect
Sep 28, 2021Class A Common StockSSaleDisposed−57$54.07F5−$3,081.9944,159Indirect
Sep 28, 2021Class A Common StockJOtherDisposed−949,441$0.00$07,353,649Indirect
Sep 28, 2021Class A Common StockJOtherDisposed−5,051$0.00$039,108Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Remarks

2 of 2: The number of joint filers exceeds the EDGAR maximum of 10 joint filers per Form. This Form 3 is being filed in conjunction with a Form 3 being filed by Institutional Venture Management XV, LLC.

Read the full filing on SEC EDGAR (opens in a new tab)